AML Compliance Consultant

Company Invexer Technology Inc
Reference 487227437
Sector Other
Town/City New York
Locations New York , USA
Job Type Permanent
Date Posted 2nd Aug

Shortlist Apply

Job Description

Job Description


The main responsibilities of this position include, but not limited to conducting alert/case reviews on intermediary wire transaction monitoring and assisting the BSA/OFAC Officer and managers in carrying out daily BSA/AML/OFAC tasks assigned to Compliance Department.


  • Conduct Google search, Orbis search, WorldCheck searh and collect all relevant information for alert investigation.
  • Conduct alert analysis and ensure red flags are properly identified; negative news are dispositioned; relevant analysis is accurate and sufficient; supporting documents are saved;
  • Make recommendations based on investigation result and escalate alerts that warrant further investigation
  • Conduct quality control over alert investigation and recommendations
  • Conduct preliminary case investigation and draft case recommendations
  • Report results from monitoring activities, as well as relevant metrics;
  • Participate in Compliance AML Alert Case Investigation Huddle Meeting;
  • Participate in internal or external BSA/AML/OFAC related training;
  • Maintain sufficient knowledge of BSA/AML regulations and red flags;
  • Assist BSA/OFAC Officer and managers in other compliance routine tasks.


  • Assist BSA/OFAC managers in in other ad hoc compliance related tasks.
  • Perform additional tasks during the absence of other compliance staff.


  • Ensure timely completion of the assigned suspicious activity review;
  • Ensure timely completion of all other tasks assigned by his supervisors.


  • Authorized to consult the Chief Compliance Officer or BSA/OFAC Officer for advices and guidance when he/she encounters an issue that exceeds his/her experience.



  • College graduate or equivalent experience or equivalent combination of education and experience.


  • A minimum of 3~5 years working experience in Compliance areas or 3 years banking experience;
  • Certified Anti-Money Laundering Specialist is a plus;
  • Knowledge in all the banking related rules and regulations;
  • Fluent in English and Chinese.


  • Excellent interpersonal skills;
  • Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents;
  • Ability to calculate figures and amounts such as discount, interest, proportions, percentages, and volume;
  • Ability to define problems, collect data, and provide valid conclusions;
  • Ability to effectively present information to Senior Management, public groups and regulators;
  • Ability to sense the importance of the compliance issues;
  • Ability to perform each essential duty satisfactorily;
  • Ability to comply with all the related rules and regulations;
  • Ability to work in a team environment with strong analytical, research, and organizational skills.


Back to ResultsEmail a friend Apply

Step 1: Registration  Step 2: Application

By choosing Quick Apply your job application will be processed immediately upon completion of this form.

You will receive email confirmation of your registration, enabling you to login and apply for additional jobs, set up a full candidate profile and create jobs alert profiles which will bring jobs directly to you.

Attach CV*
Confirm Password*
First Name*
Last Name*
Daytime Tel*
Account Verification*
I agree to the terms of use

Jobs of the Week

Latest Advertisers