AML Compliance Consultant

Company Invexer Technology Inc
Reference 488254559
Sector Other
Town/City New York
Locations New York , USA
Job Type Permanent
Date Posted 3rd Aug


Job Description

Job Description


The main responsibilities of this position include, but not limited to conducting alert/case reviews on intermediary wire transaction monitoring and assisting the BSA/OFAC Officer and managers in carrying out daily BSA/AML/OFAC tasks assigned to Compliance Department.


  • Conduct Google search, Orbis search, WorldCheck searh and collect all relevant information for alert investigation.
  • Conduct alert analysis and ensure red flags are properly identified; negative news are dispositioned; relevant analysis is accurate and sufficient; supporting documents are saved;
  • Make recommendations based on investigation result and escalate alerts that warrant further investigation
  • Conduct quality control over alert investigation and recommendations
  • Conduct preliminary case investigation and draft case recommendations
  • Report results from monitoring activities, as well as relevant metrics;
  • Participate in Compliance AML Alert Case Investigation Huddle Meeting;
  • Participate in internal or external BSA/AML/OFAC related training;
  • Maintain sufficient knowledge of BSA/AML regulations and red flags;
  • Assist BSA/OFAC Officer and managers in other compliance routine tasks.


  • Assist BSA/OFAC managers in in other ad hoc compliance related tasks.
  • Perform additional tasks during the absence of other compliance staff.


  • Ensure timely completion of the assigned suspicious activity review;
  • Ensure timely completion of all other tasks assigned by his supervisors.


  • Authorized to consult the Chief Compliance Officer or BSA/OFAC Officer for advices and guidance when he/she encounters an issue that exceeds his/her experience.



  • College graduate or equivalent experience or equivalent combination of education and experience.


  • A minimum of 3~5 years working experience in Compliance areas or 3 years banking experience;
  • Certified Anti-Money Laundering Specialist is a plus;
  • Knowledge in all the banking related rules and regulations;
  • Fluent in English and Chinese.


  • Excellent interpersonal skills;
  • Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents;
  • Ability to calculate figures and amounts such as discount, interest, proportions, percentages, and volume;
  • Ability to define problems, collect data, and provide valid conclusions;
  • Ability to effectively present information to Senior Management, public groups and regulators;
  • Ability to sense the importance of the compliance issues;
  • Ability to perform each essential duty satisfactorily;
  • Ability to comply with all the related rules and regulations;
  • Ability to work in a team environment with strong analytical, research, and organizational skills.


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