Business Control Manager / Detect & Control KYC &


Company JobLeads
Reference 490308155
Sector Other
Town/City USA
Locations USA
Job Type Permanent
Date Posted 6th Aug

Filled

Job Description


Senior Operations Manager for Global Banking and Markets related to Legal Entities Anti-Money Laundering (AML) activities. The Senior Manager is accountable for leading governance, quality assurance, actively monitoring and directly engaging with our Trading and Banking Front Line Units on activity related to the legal entity condition of clients and account status. The Senior Manager would routinely engage with Compliance, Risk, Audit, Senior Executives and all Front Line Units to implement initiatives, amend monitoring routines related to new products, aggregate and report metrics, rationalize processes, implement new technology and ensure compliance with applicable Laws, Rules and Regulations., Manage complex, multiproduct AML monitoring actives across GBAM related to Legal Entity and account closures Manage the data analysis and documentation processes required to support the development, testing, and implementation of KYC dashboard and reports used across the FLU's Responsible for design and management of internal control disciplines and proactively identify KYC risk across GBAM Responsible for Front Office AML escalations on behalf of GBAM to drive adherence to GBAM KYC / AML Standards Support the implementation of QA processes across GBAM through ongoing monitoring and testing of controls Identify issues and/or control improvements for remediation across GBAM Design, Manage and Maintain Detect and Control reporting including metrics and report analysis for Operations & GBAM Partners such as Sales, GBAM FLU's, GFCC to include: * Global Markets Helix reporting, remediation and closure of accounts where applicable * Global Markets LATR * Global Banking KYC Break Reports, remediation and closure of GCI where applicable * Global Banking KYC Transaction Break Reports * Global Banking Account Identification * GBAM Dashboard reporting * GBAM Trending metrics * Manage Governance and Escalation routines with the FLU * Responsible for identifying and executing GBAM report/data automation. Assist in the execution of internal control discipline and operational excellence within a LOB or ECF. Execute LOB/ECF specific processes and tools to drive adherence to enterprise-wide Standards. Support the implementation of QA/QC processes within the LOB/ECF through ongoing monitoring and testing of controls. Identify issues and/or control improvements for remediation, whilst assisting in building out actions plans and milestones. Acts as an ambassador of the risk culture. Develop and direct staff. Incumbents typically have over 8+ years of risk management and LOB/ECF experience.Description, Proven track record of managing AML processes within Financial Services, with thorough understanding of laws, rules & regulations, risks and compliance. Certified Anti-Money Laundering Specialist (CAMS) accredited preferred Communicates and influences with impact, both verbally and multi-media, to differing levels of the organization Demonstrates business acumen and ability to keep knowledge up to date with respect to laws, rules and regulations Drives operational excellence and has the ability to oversee and deliver a large portfolio of change and process improvement Able to Conceptualize, lead and drive projects to completion Able to execute in a decentralized environment High level of interpersonal skills
 

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