Compliance Risk - AML Managing Director - Risk


Company JobLeads
Reference 440222795
Sector Senior Executive
Town/City USA
Locations USA
Job Type Permanent
Date Posted 7th Jun

Filled

Job Description


Grant Thornton is a collaborative, entrepreneurial firm on the move! As part of a dynamic, global organization of more than 47,000 people serving clients in more than 130 countries, we have the agility and focus it takes to be a leader. Anti-Money Laundering (AML) - Managing Director, Risk Advisory Services Grant Thornton's Advisory professionals are progressive thinkers who create, protect, transform value today, so our clients have the opportunity to thrive and grow. Our advisory practice creates holistic solutions delivered by innovative, curious professionals who bring technical depth and industry insight to our clients. Business Risk Services protects value while driving growth. Our Business Risk Services practice consists of Risk Advisory, Forensic Advisory, Cyber Risk and Data Analytics solutions. Our Risk Advisory Services professionals help clients predict, prepare, protect, manage and respond to risk. They work with the client to develop and deploy business strategies that align with the organizations approach to risk and to their risk management priorities. Our professionals assist in creating risk management programs and holistic solutions to address strategic, operational, financial reporting, regulatory, compliance and cyber risk inefficiencies. Applying advanced technologies and analytics, global resources and industry specialists to risk management challenges, Grant Thornton's Risk Advisory Services professionals help clients to protect their business value while driving their growth., Grant Thornton LLP promotes a nationally recognized culture of health and offers an extensive array of benefits to meet individual lifestyles. For a complete list of benefits please visit Founded in Chicago in 1924, Grant Thornton LLP (Grant Thornton) is the U.S. member firm of Grant Thornton International Ltd, one of the world's leading organizations of independent audit, tax and advisory firms. Grant Thornton has revenue in excess of $1.56 billion and operates 58 offices across the United States with more than 565 partners and 8,000+ employees Grant Thornton works with a broad range of publicly and privately held companies, government agencies, financial institutions, and civic and religious organizations. Core industries served include consumer and industrial products, financial services, not-for-profit, private equity, and technology. Grant Thornton focuses on serving dynamic organizations that pursue growth holistically - whether through revenue improvement, leadership, mission fulfillment or innovation. It is Grant Thornton's policy to promote equal employment opportunities. All personnel decisions, including, but not limited to, recruiting, hiring, training, promotion, compensation, benefits and termination, are made without regard to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identity, citizenship status, veteran status, disability or any other characteristic protected by applicable federal, state or local law. As an AML Managing Director, you are a leader involved in the operational aspects of the firm and in helping the partners implement the client service strategy. You will help organizations proactively shape and implement their overall compliance risk strategy. As part of the compliance risk team within Risk Advisory Services, you will collaborate with other managing directors and partners to deliver client services. Specific to client interaction, you will work with chief compliance officers and regulatory affairs teams to fulfill the organization's legal and regulatory obligations and improve their ability to prevent, detect, and respond to compliance violations and misconduct and foster a culture of integrity. As an AML Managing Director, you will oversee engagement management, provide advisory and consultative services to financial institutions in addressing Know Your Customer (KYC), Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets and Control (OFAC) and other compliance related matters. ESSENTIAL DUTIES AND RESPONSIBILITIES: Perform engagement management responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management Manage business development activities, such as proposals, capture, account teams, whitepapers, conferences, and/or other thought leadership material Meet or exceed sales targets for new and follow-on work Meet or exceed targeted billing hours (utilization) Maintain a good working relationship with clients and work effectively with client management and staff at all levels to gather information and perform services Work closely with Grant Thornton managers and partners to promptly identify and resolve client problems or issues Communicate (verbally and in writing) externally with clients and internally with all levels of the organization to successfully accomplish objectives portraying knowledge and confidence Manage, develop, train, coach and mentor staff on projects and assess performance for engagement and year-end reviews Motivate others to perform at maximum efficiency without sacrificing quality of the services delivered Interview campus and/or experienced candidates Lead as a subject matter expert internally and to clients in related risk management and compliance. Demonstrate understanding of leading practices in risk and compliance for banking and/or financial products and services. Capably applies strong finance, risk assessment and technology skills to develop solutions to regulatory challenges, including new and evolving requirements Build on client relationships through regulatory solutions offerings. Identifies and addresses client needs by building, maintaining, and utilizing networks of client relationships and industry involvement and communicating our value proposition. Maintain active communication with clients to manage expectations, ensure satisfaction, and become a trusted business partner. Design and implement business strategies or risk or compliance transformations for financial services institutions, financial holding companies and large complex banks. Manage and direct the execution of projects multiple projects and medium to large staff teams. Provides technical support to clients regarding fair lending, vendor risk management, and examination preparation. Develop and track engagement work plans, timelines, budgets, and resource allocations. Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation. Research, analyze, and understand current market place issues and emerging regulatory requirements and guidance. Participate in and speaks at industry conferences, seminars and associations. Stays abreast of currently regulations impacting clients. Develop and publish points of view on relevant hot topics. Attend training and maintains required certifications. Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation Maintain active communication with clients to manage expectations, ensure satisfaction, and become a trusted business partner Identify and address client needs: building, maintaining, and utilizing networks of client relationships and industry involvement and communicating the value proposition, Independent reviews AML and OFAC risk assessments Customer risk rating model development Transaction model and OFAC filter model risk assessments Process improvement initiatives (KYC, FIU) Policy & procedure development Alert clearing and investigations Enforcement actions remediation Vendor solutions in KYC, Transaction Monitoring, Case Management or OFAC 10+ years of examination experience or extensive knowledge with one or more of the following agencies (FRB, OCC, FDIC, FinCEN, or SIFMA) and/or ex-senior AML Officer from a nationally recognized institution 12+ years of relevant financial services experience Bachelor's degree in Accounting, Finance, Information Technology, MIS or related field. Advanced degree is a plus CAMS, CAMS-Audit, CRCM or ACFCS certified PMP preferred Excellent verbal and written communication skills particularly in report and proposal writing and preparing presentations for clients Adhere to the highest degree of professional standards and strict client confidentiality. Proven ability to work with and manage teams of diverse consultants on complex engagements Extensive experience working with and providing advice on KYC / AML and OFAC Sanctions programs Solid knowledge of 3 lines of defense Have substantial hands on experience working in and leading three or more of the following areas
 

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