Senior Group Manager, AML/Prevention/KYC

Company BNY Mellon
Reference 19366
Sector Other
Town/City New York
Locations New York , USA
Job Type Permanent
Date Posted 1st Aug


Job Description

AML/KYC/Prevention - M4 Manages the AML/KYC/Prevention function assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity. Manages function staff involved in preparing and reviewing client profiles for high profile clients and monitoring global issues, risks and events to determine impact on clients risk level. Serve as the organizations resource for management in areas related to AML/KYC/Prevention. Develops and manages the review framework. Ensures the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy. Serves as the escalation point for exceptional issues regarding high risk and complex client profiles, keeping leadership apprised of potential areas of concern. Serves as a functional advisor on impact of client risk reviews. Partners with functional leadership on coordination of AML/KYC/Prevention procedures and policies in overall compliance strategy. Responsible for ensuring training programs address department findings and organizational need. Ensures staff development in area of expertise. Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Provides feedback in the most critical of times. Manages the AML/KYC/Prevention function. Responsible for achievement of function goals. Ensures team is equipped to operationalize and attain team objectives. Manages financial resources of the team (budgets, expenses, etc.).


Bachelor's degree or the equivalent combination of education and experience is required. 10-15 years of total work experience preferred with 3-5 years management experience preferred. Experience in trading, brokerage, fraud or law or preferred. Global expertise in regional legal entity AML / KYC regulatory requirement in connection with Alternative Investments product offering. Including staff management responsibilities across North America, Asia and European regions, providing direction and technical expertise, resolving problems. Senior level client and Investor contact to solution AML/KYC and other regulatory matters. Client/Investor meetings in relation to Due Diligence Reviews for prospects and existing clients, globally.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New York-New York
Internal Jobcode: 70304
Job: Customer/Client Service
Organization: CSD AIS Operations-HR08997
Requisition Number:
Senior Group Manager, AML/Prevention/KYC

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