You are using the web browser we don't support. Please upgrade or use a different browser to improve your experience.
"icon arrow top"

Deputy Head of Compliance

decolp5

Bandwidth Recruitment

Negotiable

Home Based, UK

Prepaid cards,Compliance,AML

Permanent | Full Time

ASAP

26/08/2021

Not specified

Our client, a fast paced payments solutions business is looking to expand the team and hire a Senior Compliance Manager to act as deputy for the Head of Compliance and work on compliance policies and procedures.  You will be an experienced Compliance Manager with a readiness to step into a deputy role and develop your senior level experience.  You will have some previous experience working as a deputy MLRO and you will have payments experience.

The role:

·       Perform ongoing review of compliance manuals, policies and procedures in line with the regulatory requirements of the industry

·       Review and maintain compliance records, documents, training programmes and compliance registers.

·       Manage oversight of due diligence process for new and existing clients

·       Manage oversight of ongoing transaction monitoring arrangements

·       Support the business with any compliance or regulatory queries on a daily basis

·       Support Head of Compliance & MLRO in daily activities and deputise when required

·       Deliver effective Compliance and Financial Crime monitoring

·       Manage and oversee submission of regulatory returns and reports to the relevant regulators

·       Manage the process for handling of  reviewing and reporting any suspicious activity or transactions

Core Requirements:

·       Financial services background and experience is essential

·       A legal or regulatory background would be a significant advantage

·       Knowledge of Payments / E-money / Prepaid  is preferred

·       Experience of dealing with Card Schemes would be an advantage

·       Ability to act as a deputy for the Head of Compliance

·       Excellent communication (oral and written)

·       You will have experience in drafting, implementing and rolling out compliance plans and policies